At Carolina Financial Advisors, we appreciate your business and the trust you have
placed in us. Our privacy philosophy reflects the value of your trust. We are
committed to protecting the personal data we obtain about you. To further
understand our Privacy Policy, please review the following details.

(Regulation S-P)

Registered Investment Advisors, like all providers of personal financial services, are now
required by law to inform their clients of their policies regarding privacy of client
information. Registered Investment Advisors have been and continue to be bound by
professional standards of confidentiality that are even more stringent than those required
by law. Therefore, we have always protected your right to privacy.

Types of Nonpublic Personal Information We Collect

We collect nonpublic personal information about you that is provided to us by you or
obtained by us with your authorization.

Parties to Whom We Disclose Information

For current and former clients, we do not disclose any nonpublic personal information
obtained in the course of our practice except as required by law.

Protecting the Confidentiality and Security of Current and Former Clients’ Information

We retain records relating to professional services that we provide so that we are better
able to assist you with your professional needs and, in some cases, to comply with
professional guidelines. In order to guard your nonpublic personal information, we
maintain physical, electronic, and procedural safeguards that comply with our
professional standards. All employees and advisors are required to sign a values
statement that includes the requirement that all matters will be held in the strictest
confidence and no information about a client of any type will be released without the
client’s consent.

Please call if you have any questions, because your privacy, our professional ethics, and
the ability to provide you with quality financial services are very important to us.


Carolina Financial Advisors is a North Carolina Investment Advisory firm registered in North Carolina. More information about investment advisors is available here.

Carolina Financial Advisors does not offer investment advice or financial planning services through this site. The information contained herein is soley for the purpose of providing a means for a prospective client to contact our firm. Our ADV part 2 information can be found on the homepage.

The Carolina Financial Advisors business continuity plan can be found here.


This web site takes every precaution to protect our user's information. When users submit sensitive information via the web site, their information is protected both online and offline.

We also do everything in our power to protect user information offline. All of our user's information , not just the sensitive information mentioned above, is restriced in our offices. Only employees who need the information to perform a specific task are granted access to personally identifiable information. All employees are kept up-to-date on our security and privacy policies.